Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hyun Soo Lee | 5890771 | 1 | 05/02/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Sargent Taylor | 1000487 | 2 | 05/10/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Sargent Taylor | 1000487 | 2 | 11/11/1997 | Customer Dispute | Denied | $73,475.30 | $0.00 | See FINRA Report |