Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric James Glassbrenner | 4160645 | 2 | 10/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric James Glassbrenner | 4160645 | 2 | 01/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andoni Yturralde | 3070270 | 4 | 01/27/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andoni Yturralde | 3070270 | 4 | 09/04/2016 | Customer Dispute | Settled | $17,363.80 | $0.00 | See FINRA Report |
| Andoni Yturralde | 3070270 | 4 | 02/04/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andoni Yturralde | 3070270 | 4 | 08/08/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |