Our Staff has compiled our research into a database of FINRA Broker Disclosures for Doeren Mayhew Capital Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Claudio Seixas Calado | 6106347 | 1 | 01/09/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Timothy Ray Moore | 3154794 | 3 | 09/19/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Timothy Ray Moore | 3154794 | 3 | 07/21/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Timothy Ray Moore | 3154794 | 3 | 04/01/2009 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |