Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Robert Sullivan | 4769711 | 3 | 10/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Alan Patterson | 4039371 | 1 | 08/29/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |