Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Christpoher Turner | 5453135 | 1 | 11/22/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Phil Giuseppe Fiore | 2547584 | 8 | 11/30/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phil Giuseppe Fiore | 2547584 | 8 | 12/04/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phil Giuseppe Fiore | 2547584 | 8 | 05/11/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Zoltan Pongracz | 5982671 | 1 | 03/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Hopkins Farrar | 3062322 | 1 | 05/04/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phil Giuseppe Fiore | 2547584 | 8 | 04/07/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phil Giuseppe Fiore | 2547584 | 8 | 04/07/2003 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Phil Giuseppe Fiore | 2547584 | 8 | 04/07/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phil Giuseppe Fiore | 2547584 | 8 | 11/26/2002 | Customer Dispute | Denied | $71,558.00 | $0.00 | See FINRA Report |