Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alpaca Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mehdi Taifi | 5977322 | 1 | 05/03/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Samantha Medlin | 6204256 | 3 | 02/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Medlin | 6204256 | 3 | 02/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Medlin | 6204256 | 3 | 02/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Randall | 5612382 | 1 | 10/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emily Judith Bacon | 6178419 | 1 | 01/20/2016 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |