Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karla Jean Christianson Greer | 2256192 | 1 | 03/16/2011 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| George Joseph Ade | 5480573 | 1 | 12/27/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Mathew Karakis | 2623611 | 5 | 12/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Mathew Karakis | 2623611 | 5 | 12/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Mathew Karakis | 2623611 | 5 | 12/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Mathew Karakis | 2623611 | 5 | 12/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Mathew Karakis | 2623611 | 5 | 12/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joe Anthony Marini | 4101633 | 3 | 09/15/2009 | Customer Dispute | Settled | $369.83 | $0.00 | See FINRA Report |
| Joe Anthony Marini | 4101633 | 3 | 09/15/2009 | Customer Dispute | Settled | $369.83 | $0.00 | See FINRA Report |
| James E Gray | 4804766 | 2 | 08/20/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |