Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Thomas Murfee | 1765445 | 3 | 04/01/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sherry Claire Cesare | 3182775 | 1 | 02/19/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard John Glaser | 1468575 | 1 | 06/15/2012 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| David William Rayburn | 4207643 | 1 | 04/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Dougles Libich | 4263595 | 1 | 09/06/2011 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Annett Diega Andrallanno | 2683247 | 1 | 09/06/2011 | Customer Dispute | Settled | $5,450.80 | $0.00 | See FINRA Report |
| Albert Austin Bunner | 5317773 | 2 | 08/31/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Frank Galloway | 2771834 | 2 | 05/31/2011 | Customer Dispute | Denied | $8,548.82 | $0.00 | See FINRA Report |
| Richard Arthur Ludington | 2738389 | 1 | 05/12/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Chimenem Amadi | 6018476 | 1 | 05/03/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |