Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul David MacGregor | 1128135 | 3 | 09/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darryl Andre McKinley | 6899638 | 5 | 08/26/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Delwin Randall Roberts | 2048275 | 2 | 06/23/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Hogan | 1402413 | 1 | 06/03/2014 | Customer Dispute | Denied | $5,921.37 | $0.00 | See FINRA Report |
| Steven Devine Mercer | 4227997 | 1 | 01/31/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Wilson Waddell | 1572538 | 1 | 10/04/2013 | Customer Dispute | Denied | $44,787.30 | $0.00 | See FINRA Report |
| Darryl Andre McKinley | 6899638 | 5 | 08/28/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thakoor Ben Balkaran | 2506670 | 2 | 07/11/2013 | Customer Dispute | Denied | $12,514.00 | $0.00 | See FINRA Report |
| Gregory Joseph Jacobs | 1902676 | 1 | 05/08/2013 | Customer Dispute | Denied | $5,732.40 | $0.00 | See FINRA Report |
| Paul David MacGregor | 1128135 | 3 | 04/09/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |