Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Ellis Quiggins | 2693521 | 1 | 01/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keista Lea Ransom | 4321531 | 1 | 08/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul David MacGregor | 1128135 | 3 | 07/20/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marisa Lynn Brown | 2987613 | 4 | 07/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diane Elizabeth Petitta | 1782500 | 1 | 02/11/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marisa Lynn Brown | 2987613 | 4 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tonya Lekita Coleman | 5558537 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marisa Lynn Brown | 2987613 | 4 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Poitras | 3237267 | 1 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Liliana Riham Fahel | 6045244 | 1 | 09/23/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |