Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maureen T Zygler | 6780225 | 1 | 09/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darryl Andre McKinley | 6899638 | 5 | 07/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Anthony Larocca | 1742689 | 2 | 03/09/2018 | Customer Dispute | Denied | $8,363.75 | $0.00 | See FINRA Report |
| Lisa Hensley Metzel | 4484905 | 1 | 09/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Delwin Randall Roberts | 2048275 | 2 | 09/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Lynn Bowden | 2996725 | 1 | 01/18/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Carl Francis Klejna | 3241192 | 3 | 06/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Roger Mattiussi | 5991417 | 1 | 04/05/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marisa Lynn Brown | 2987613 | 4 | 02/08/2016 | Customer Dispute | Denied | $20,600.00 | $0.00 | See FINRA Report |
| Daniel Johnathan Yanotchko | 5129975 | 1 | 01/18/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |