Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert Austin Bunner | 5317773 | 2 | 03/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darren Scott Wagerman | 3254817 | 2 | 01/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darren Scott Wagerman | 3254817 | 2 | 01/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carl Francis Klejna | 3241192 | 3 | 12/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rajeswaran Venkatraman | 1383008 | 4 | 12/03/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Carl Francis Klejna | 3241192 | 3 | 07/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darryl Andre McKinley | 6899638 | 5 | 07/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Anthony Weiser | 6423539 | 1 | 02/04/2019 | Customer Dispute | Settled | $12,296.00 | $0.00 | See FINRA Report |
| Aaron Hollis Lavigne | 6111285 | 1 | 01/11/2019 | Customer Dispute | Settled | $20,614.00 | $0.00 | See FINRA Report |
| Corey Richard Milewski | 4145929 | 1 | 11/05/2018 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |