Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Andreotta | 4508256 | 1 | 07/19/2022 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Stephan James Coles | 709672 | 1 | 05/27/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Zahm | 6381591 | 1 | 03/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Archie Bragg | 3188506 | 7 | 10/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Marie Stewart | 7833972 | 1 | 10/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Archie Bragg | 3188506 | 7 | 09/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Archie Bragg | 3188506 | 7 | 09/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Zapotosky | 6928897 | 4 | 08/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Zapotosky | 6928897 | 4 | 05/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Zapotosky | 6928897 | 4 | 05/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |