Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Vidal Ramirez | 6722305 | 2 | 08/18/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Daniel Kucera | 4769247 | 1 | 06/22/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron Vidal Ramirez | 6722305 | 2 | 11/27/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Garay | 7171192 | 1 | 08/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin F Meserve | 5372345 | 1 | 03/15/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Micah Latrell Goodman | 5495238 | 1 | 01/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremy Oliver Joaquin | 4985558 | 1 | 12/01/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marta Ann Steane | 2514929 | 1 | 03/26/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rajeswaran Venkatraman | 1383008 | 4 | 04/01/1995 | Customer Dispute | Settled | $47,632.00 | $0.00 | See FINRA Report |
| Michael David Grunloh | 4971932 | 1 | 07/05/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |