Potomac Analytics' Logo

FINRA Broker Disclosures for Voya Financial Advisors, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 101-110 out of 126 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Aaron Han-Kyeol Kim4870338111/03/2007Customer DisputeWithdrawn$10,000.00$0.00See FINRA Report
Joel Hernandez3193448105/02/2007Customer DisputeSettled$93,500.00$0.00See FINRA Report
Robin Denise Gibbons1925143103/27/2007Customer DisputeSettled$30,000.00$0.00See FINRA Report
Ronald Lee Wright1406333108/28/2006Customer DisputeSettled$85,000.00$0.00See FINRA Report
Conor Moore4666512109/13/2005Employment Separation After Allegations$0.00$0.00See FINRA Report
Christopher M Holway2961697201/28/2005Customer DisputeSettled$38,975.10$0.00See FINRA Report
Mark Bradford Clark1248134101/20/2005Customer DisputeSettled$24,950.00$0.00See FINRA Report
John Frank Galloway2771834212/06/2004Customer DisputeSettled$0.00$0.00See FINRA Report
Matthew Ryan McInerney1472603211/03/2002Customer DisputeSettled$7,821.92$0.00See FINRA Report
Eugene Hubert Huang2898487109/06/2001Customer DisputeDenied$7,000.00$0.00See FINRA Report

126 Results

Display: