Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Aaron Han-Kyeol Kim | 4870338 | 1 | 11/03/2007 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
Joel Hernandez | 3193448 | 1 | 05/02/2007 | Customer Dispute | Settled | $93,500.00 | $0.00 | See FINRA Report |
Robin Denise Gibbons | 1925143 | 1 | 03/27/2007 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
Ronald Lee Wright | 1406333 | 1 | 08/28/2006 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
Conor Moore | 4666512 | 1 | 09/13/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Christopher M Holway | 2961697 | 2 | 01/28/2005 | Customer Dispute | Settled | $38,975.10 | $0.00 | See FINRA Report |
Mark Bradford Clark | 1248134 | 1 | 01/20/2005 | Customer Dispute | Settled | $24,950.00 | $0.00 | See FINRA Report |
John Frank Galloway | 2771834 | 2 | 12/06/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Matthew Ryan McInerney | 1472603 | 2 | 11/03/2002 | Customer Dispute | Settled | $7,821.92 | $0.00 | See FINRA Report |
Eugene Hubert Huang | 2898487 | 1 | 09/06/2001 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |