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FINRA Broker Disclosures for Voya Financial Advisors, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 91-100 out of 126 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James Thomas Murfee1765445307/06/2009Customer DisputeDenied$20,000.00$0.00See FINRA Report
James E Gray4804766204/20/2009Judgment / Lien$0.00$0.00See FINRA Report
Christopher M Holway2961697201/30/2009Customer DisputeDenied$87,000.00$0.00See FINRA Report
David Frank Hilton1736021112/18/2008Customer DisputeSettled$21,000.00$0.00See FINRA Report
James William Siders2740435111/05/2008Customer DisputeClosed-No Action$14,000.00$0.00See FINRA Report
Brian William Link3194263111/04/2008Customer DisputeClosed-No Action$14,059.00$0.00See FINRA Report
Derek E Stiles3040378110/23/2008Customer DisputeSettled$19,000.00$0.00See FINRA Report
Justin Stewart Chilcote3175195110/22/2008Customer DisputeDenied$43,000.00$0.00See FINRA Report
William Rae Rutter4611011103/25/2008Customer DisputeDenied$0.00$0.00See FINRA Report
James Thomas Murfee1765445311/29/2007Customer DisputeDenied$100,000.00$0.00See FINRA Report

126 Results

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