Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Thomas Murfee | 1765445 | 3 | 07/06/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| James E Gray | 4804766 | 2 | 04/20/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher M Holway | 2961697 | 2 | 01/30/2009 | Customer Dispute | Denied | $87,000.00 | $0.00 | See FINRA Report |
| David Frank Hilton | 1736021 | 1 | 12/18/2008 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| James William Siders | 2740435 | 1 | 11/05/2008 | Customer Dispute | Closed-No Action | $14,000.00 | $0.00 | See FINRA Report |
| Brian William Link | 3194263 | 1 | 11/04/2008 | Customer Dispute | Closed-No Action | $14,059.00 | $0.00 | See FINRA Report |
| Derek E Stiles | 3040378 | 1 | 10/23/2008 | Customer Dispute | Settled | $19,000.00 | $0.00 | See FINRA Report |
| Justin Stewart Chilcote | 3175195 | 1 | 10/22/2008 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |
| William Rae Rutter | 4611011 | 1 | 03/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Thomas Murfee | 1765445 | 3 | 11/29/2007 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |