Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Hernandez | 3193448 | 1 | 05/02/2007 | Customer Dispute | Settled | $93,500.00 | $0.00 | See FINRA Report |
| Robin Denise Gibbons | 1925143 | 1 | 03/27/2007 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Ronald Lee Wright | 1406333 | 1 | 08/28/2006 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Christopher M Holway | 2961697 | 2 | 01/28/2005 | Customer Dispute | Settled | $38,975.10 | $0.00 | See FINRA Report |
| Mark Bradford Clark | 1248134 | 1 | 01/20/2005 | Customer Dispute | Settled | $24,950.00 | $0.00 | See FINRA Report |
| John Frank Galloway | 2771834 | 2 | 12/06/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shelley Suzanne Nolasco | 4201831 | 2 | 01/09/2004 | Customer Dispute | Settled | $21,655.80 | $0.00 | See FINRA Report |
| Matthew Ryan McInerney | 1472603 | 2 | 11/03/2002 | Customer Dispute | Settled | $7,821.92 | $0.00 | See FINRA Report |
| John Wayne Worley | 1939429 | 1 | 08/22/2002 | Customer Dispute | Settled | $13,056.00 | $0.00 | See FINRA Report |
| Rajeswaran Venkatraman | 1383008 | 4 | 04/01/1995 | Customer Dispute | Settled | $47,632.00 | $0.00 | See FINRA Report |