Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darryl Andre McKinley | 6899638 | 5 | 08/28/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul David MacGregor | 1128135 | 3 | 04/09/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Albert Austin Bunner | 5317773 | 2 | 08/31/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Joseph Ade | 5480573 | 1 | 12/27/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Mathew Karakis | 2623611 | 5 | 12/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Mathew Karakis | 2623611 | 5 | 12/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Mathew Karakis | 2623611 | 5 | 12/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Mathew Karakis | 2623611 | 5 | 12/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Mathew Karakis | 2623611 | 5 | 12/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James E Gray | 4804766 | 2 | 08/20/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |