Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael David Grunloh | 4971932 | 1 | 07/05/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joe Anthony Marini | 4101633 | 3 | 07/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Paul Joseph Sprague | 2034380 | 1 | 09/04/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Darryl Andre McKinley | 6899638 | 5 | 08/15/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John Francis Roesch | 1679100 | 1 | 02/12/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Matthew Ryan McInerney | 1472603 | 2 | 07/01/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Stephen Howard Greenberg | 2705818 | 1 | 10/09/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |