Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Paul Hogan | 1402413 | 1 | 06/03/2014 | Customer Dispute | Denied | $5,921.37 | $0.00 | See FINRA Report |
| Robert Wilson Waddell | 1572538 | 1 | 10/04/2013 | Customer Dispute | Denied | $44,787.30 | $0.00 | See FINRA Report |
| Thakoor Ben Balkaran | 2506670 | 2 | 07/11/2013 | Customer Dispute | Denied | $12,514.00 | $0.00 | See FINRA Report |
| Gregory Joseph Jacobs | 1902676 | 1 | 05/08/2013 | Customer Dispute | Denied | $5,732.40 | $0.00 | See FINRA Report |
| Richard John Glaser | 1468575 | 1 | 06/15/2012 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Brian Dougles Libich | 4263595 | 1 | 09/06/2011 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| John Frank Galloway | 2771834 | 2 | 05/31/2011 | Customer Dispute | Denied | $8,548.82 | $0.00 | See FINRA Report |
| Karla Jean Christianson Greer | 2256192 | 1 | 03/16/2011 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| James Thomas Murfee | 1765445 | 3 | 07/06/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Christopher M Holway | 2961697 | 2 | 01/30/2009 | Customer Dispute | Denied | $87,000.00 | $0.00 | See FINRA Report |