Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwestern Mutual Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Matthew Stark | 6631119 | 1 | 10/17/2023 | Customer Dispute | Settled | $15,468.70 | $0.00 | See FINRA Report |
| Joshua Mark Eisenberg | 5137724 | 1 | 10/13/2023 | Customer Dispute | Denied | $155,052.00 | $0.00 | See FINRA Report |
| John C Morecraft | 4663379 | 4 | 10/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher David Myers | 2870873 | 1 | 09/29/2023 | Customer Dispute | Denied | $14,692.00 | $0.00 | See FINRA Report |
| Ian Maxwell Gordon | 6042051 | 1 | 09/22/2023 | Customer Dispute | Denied | $5,374.00 | $0.00 | See FINRA Report |
| Terrance Lee Meyer | 5264819 | 1 | 09/15/2023 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
| Courtney Slovin Blenner | 6125271 | 1 | 09/12/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Reyes | 6733553 | 1 | 09/05/2023 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jacob Ryan Penny | 6696323 | 1 | 09/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brendan Jerome Powers | 7521532 | 1 | 08/23/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |