Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwestern Mutual Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $797,176.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $677,440.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $933,276.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $1,855,110.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $997,136.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $321,255.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $197,000.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $282,358.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $344,864.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $748,000.00 | $0.00 | See FINRA Report |