Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwestern Mutual Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey John O Brien | 2582620 | 43 | 10/25/2006 | Customer Dispute | Settled | $149,032.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $71,666.50 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $406,069.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $472,521.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $266,545.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $127,689.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $654,559.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $797,176.00 | $0.00 | See FINRA Report |
| Jeffrey John O Brien | 2582620 | 43 | 10/23/2006 | Customer Dispute | Settled | $677,440.00 | $0.00 | See FINRA Report |