Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwestern Mutual Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jihad Shkoukani | 7653510 | 2 | 05/18/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Paul Dilodovico | 4676171 | 1 | 04/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew J Daniels | 4894177 | 1 | 03/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tomika N Holland | 4499423 | 6 | 02/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lucas Raymond Zabel | 6169159 | 1 | 01/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jihad Shkoukani | 7653510 | 2 | 12/29/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry Horta | 5522252 | 3 | 12/22/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Knute Harold Lee | 7703265 | 4 | 11/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jairo V Rodriguez | 1532037 | 6 | 11/05/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jesse Devin Ziegler | 4989885 | 2 | 09/25/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |