Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwestern Mutual Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amberlee Jaramillo | 7631784 | 1 | 07/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David M Turturro | 7319919 | 1 | 06/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Kenneth Joiner | 6848740 | 1 | 06/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tihana Medic | 6872608 | 4 | 05/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jessica R O'Neal | 7468104 | 2 | 04/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brendan Hugh McGuigan | 6502435 | 2 | 04/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tyler Douglas White | 5621102 | 1 | 04/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Steven Cesari | 5742785 | 1 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Christopher Bell | 6236677 | 1 | 03/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Oscar W Rodriguez | 6049118 | 1 | 02/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |