Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwestern Mutual Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Paul Lenahan | 7420125 | 7 | 05/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Paul Lenahan | 7420125 | 7 | 05/08/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Conner Melius | 7783101 | 9 | 04/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Conner Melius | 7783101 | 9 | 04/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen M Turner | 1994646 | 5 | 03/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeri Jeanine Evans | 4868990 | 8 | 03/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Conner Melius | 7783101 | 9 | 03/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica R O'Neal | 7468104 | 2 | 03/23/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Conner Melius | 7783101 | 9 | 03/22/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Conner Melius | 7783101 | 9 | 03/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |