Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwestern Mutual Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Graskemper | 7459315 | 2 | 06/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Logan D Burns | 6410789 | 13 | 06/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clara N Koschnitzke Hoffmann | 5755363 | 2 | 05/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ethan Nicolas Aparicio | 2760683 | 2 | 05/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Lynn Warmerdam | 2412498 | 1 | 05/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Logan D Burns | 6410789 | 13 | 04/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Logan D Burns | 6410789 | 13 | 04/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie L Fleshman | 5504501 | 1 | 03/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd M Temple | 4428027 | 1 | 03/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Logan D Burns | 6410789 | 13 | 03/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |