Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwestern Mutual Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Courtney Slovin Blenner | 6125271 | 1 | 09/12/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Caleb Schaubach | 7068497 | 1 | 08/22/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heath Joseph Roehrich | 7116145 | 2 | 06/26/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Paul Lenahan | 7420125 | 7 | 06/13/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alyssa Jo Skoyen Chance | 7658461 | 1 | 06/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Evan Dunbar | 7452906 | 1 | 06/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Paul Lenahan | 7420125 | 7 | 05/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Evan James Trychta | 6165839 | 3 | 05/22/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Paul Lenahan | 7420125 | 7 | 05/18/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Paul Lenahan | 7420125 | 7 | 05/11/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |