Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwestern Mutual Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy T Fox | 4724367 | 1 | 02/12/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Andrew Bock | 2822259 | 1 | 10/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Joseph Reino | 1440386 | 1 | 04/22/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick T Furey | 5977739 | 1 | 03/28/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edgar Allen Jacobs | 2192999 | 1 | 01/15/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Alan Dunion | 2400387 | 1 | 11/29/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randall Neil Elam | 1338449 | 2 | 09/12/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd A Ripple | 4795595 | 1 | 09/09/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Keith Jenkins | 2233417 | 2 | 08/24/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William P Senif | 4110264 | 1 | 03/11/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |