Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwestern Mutual Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John J Long | 7214037 | 1 | 01/09/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Joseph Myers | 7857215 | 1 | 12/21/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shane T McMahon | 7343581 | 1 | 09/02/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Timothy Albertson | 2076640 | 1 | 06/25/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karl Dettmann | 5790711 | 2 | 03/09/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron J Heiden | 5928186 | 1 | 02/19/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alejandra Pesquera Glover | 6915688 | 1 | 10/21/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Bennett Leier Walker | 6945645 | 1 | 09/23/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Williams | 7099042 | 1 | 09/23/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Devin J Coyle | 6596589 | 1 | 08/20/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |