Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwestern Mutual Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marcus J Hunter | 6579804 | 5 | 02/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Sue Berger | 4359886 | 2 | 02/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Jacob Schenkel | 4627022 | 1 | 01/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy J Ripperger | 5078094 | 1 | 01/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Clifford Andrew Paulson | 7309642 | 1 | 01/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tihana Medic | 6872608 | 4 | 01/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Geraci | 4338430 | 1 | 01/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Rowe Zaeske | 2764895 | 2 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emily Luanne Shealy Ergle | 5463960 | 1 | 11/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bonnie Lynn Obarski | 6590192 | 1 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |