Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwestern Mutual Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Saede Paul Maleki | 2158902 | 2 | 04/24/2001 | Customer Dispute | Denied | $70,026.80 | $0.00 | See FINRA Report |
| Travis Gregory Vandenberg | 2807088 | 1 | 04/10/2001 | Customer Dispute | Denied | $152,310.00 | $0.00 | See FINRA Report |
| Carmin Robert Vaccaro | 2887272 | 1 | 03/16/2001 | Customer Dispute | Denied | $15,899.50 | $0.00 | See FINRA Report |