Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwestern Mutual Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terrance Lee Meyer | 5264819 | 1 | 09/15/2023 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
| Chad Reyes | 6733553 | 1 | 09/05/2023 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jacob Ryan Penny | 6696323 | 1 | 09/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Velez | 6953121 | 2 | 07/13/2023 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Brandon Jeremy Matloff | 5429161 | 1 | 07/10/2023 | Customer Dispute | Closed-No Action | $6,559.12 | $0.00 | See FINRA Report |
| Julian Puga | 6313369 | 2 | 06/16/2023 | Customer Dispute | Denied | $5,111.10 | $0.00 | See FINRA Report |
| John D Florio | 5863873 | 1 | 06/08/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mitchell David Letwin | 2843830 | 1 | 05/22/2023 | Customer Dispute | Closed-No Action | $28,000.00 | $0.00 | See FINRA Report |
| Anthony Rockwell Myers | 3051219 | 1 | 05/10/2023 | Customer Dispute | Denied | $8,375.00 | $0.00 | See FINRA Report |
| Luke Stanley Anderson | 5491701 | 1 | 05/10/2023 | Customer Dispute | Denied | $8,375.00 | $0.00 | See FINRA Report |