Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clay Peter Hessel | 2561166 | 1 | 05/07/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Pamela Susan Davis | 1325424 | 1 | 04/01/2015 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |