Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robinhood Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Trent William Morgan | 6397150 | 1 | 02/28/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert Velez | 3160276 | 3 | 08/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Louis Vetter | 2217478 | 1 | 06/16/2000 | Customer Dispute | Settled | $49,975.00 | $0.00 | See FINRA Report |