Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Michael Bowers | 1263206 | 3 | 09/22/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Michael Bowers | 1263206 | 3 | 01/07/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Michael Bowers | 1263206 | 3 | 03/11/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |