Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Currais Lopez | 856211 | 11 | 10/18/2019 | Customer Dispute | Settled | $525,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 09/16/2019 | Customer Dispute | Settled | $633,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 09/09/2019 | Customer Dispute | Settled | $5,624,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 09/09/2019 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 09/06/2019 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 09/04/2019 | Customer Dispute | Settled | $875,000.00 | $0.00 | See FINRA Report |
| Luis Currais Lopez | 856211 | 11 | 09/04/2019 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 08/27/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 08/23/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 08/21/2019 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |