Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 09/08/2006 | Customer Dispute | Closed-No Action | $6,232.22 | $0.00 | See FINRA Report |
| German Ramirezdearellano | 1244421 | 9 | 02/20/2003 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| William Heath Hawk | 2494928 | 1 | 07/29/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 12/29/1997 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |