Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hector A Martinez | 2533545 | 18 | 09/22/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 09/19/2014 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 09/19/2014 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 08/12/2014 | Customer Dispute | Settled | $255,000.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 07/29/2014 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Jorge Alberto Maldonado | 3239238 | 6 | 07/25/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 07/02/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 10/22/2013 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 10/06/2010 | Customer Dispute | Award / Judgment | $3,456,720.00 | $70,000.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 09/26/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |