Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 06/16/2016 | Customer Dispute | Closed-No Action | $1,150,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 06/16/2016 | Customer Dispute | Closed-No Action | $1,150,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 04/25/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 04/18/2016 | Customer Dispute | Settled | $50,000,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 04/13/2016 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 04/08/2016 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| German Ramirezdearellano | 1244421 | 9 | 11/23/2015 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| German Ramirezdearellano | 1244421 | 9 | 10/28/2015 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 10/28/2015 | Customer Dispute | Settled | $347,193.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 09/11/2015 | Customer Dispute | Settled | $3,400,000.00 | $0.00 | See FINRA Report |