Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raul Juan Escudero Villeta | 1357156 | 36 | 01/24/2017 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 11/07/2016 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 11/02/2016 | Customer Dispute | Settled | $244,132.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 09/19/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Currais Lopez | 856211 | 11 | 09/01/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| German Ramirezdearellano | 1244421 | 9 | 08/30/2016 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 08/08/2016 | Customer Dispute | Settled | $280,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 07/25/2016 | Customer Dispute | Settled | $8,000,000.00 | $0.00 | See FINRA Report |
| Jorge Alberto Maldonado | 3239238 | 6 | 07/19/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 07/12/2016 | Customer Dispute | Settled | $23,412.00 | $0.00 | See FINRA Report |