Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Currais Lopez | 856211 | 11 | 01/16/2018 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 12/22/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 12/14/2017 | Customer Dispute | Settled | $1,079,000.00 | $0.00 | See FINRA Report |
| Jorge Alberto Maldonado | 3239238 | 6 | 12/05/2017 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 12/04/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 11/22/2017 | Customer Dispute | Settled | $9,608,860.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 11/22/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 11/21/2017 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 11/20/2017 | Customer Dispute | Withdrawn | $335,000.00 | $0.00 | See FINRA Report |
| Luis Currais Lopez | 856211 | 11 | 11/20/2017 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |