Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaime R Santiago Echandi | 2464033 | 24 | 07/20/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 06/15/2018 | Customer Dispute | Settled | $6,400,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 06/11/2018 | Customer Dispute | Settled | $674,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 05/07/2018 | Customer Dispute | Settled | $338,040.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 05/01/2018 | Customer Dispute | Settled | $49,500.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 05/01/2018 | Customer Dispute | Settled | $49,500.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 04/30/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 04/23/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 04/13/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 04/13/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |