Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Currais Lopez | 856211 | 11 | 11/13/2017 | Customer Dispute | Settled | $8,162,090.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 11/06/2017 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 08/14/2017 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 08/14/2017 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 08/14/2017 | Customer Dispute | Settled | $317,446.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 08/07/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 07/05/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 06/27/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 03/28/2017 | Customer Dispute | Settled | $146,297.00 | $0.00 | See FINRA Report |
| German Ramirezdearellano | 1244421 | 9 | 01/31/2017 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |