Our Staff has compiled our research into a database of FINRA Broker Disclosures for EC Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cooper Jay Parks | 6795053 | 1 | 04/11/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vicki Lin Reighard-Kean | 4238486 | 2 | 02/04/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vicki Lin Reighard-Kean | 4238486 | 2 | 03/17/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |