Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Felipe Antonio Ballestas | 2461019 | 2 | 03/30/2009 | Customer Dispute | Denied | $447,438.00 | $0.00 | See FINRA Report |
| Felipe Antonio Ballestas | 2461019 | 2 | 10/02/2008 | Customer Dispute | Denied | $247,000.00 | $0.00 | See FINRA Report |