Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marvin Oscar Docken | 1159381 | 10 | 05/20/2015 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| Marvin Oscar Docken | 1159381 | 10 | 11/10/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marvin Oscar Docken | 1159381 | 10 | 07/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marvin Oscar Docken | 1159381 | 10 | 08/03/2004 | Customer Dispute | Settled | $76,475.00 | $0.00 | See FINRA Report |
| Marvin Oscar Docken | 1159381 | 10 | 01/02/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marvin Oscar Docken | 1159381 | 10 | 05/16/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marvin Oscar Docken | 1159381 | 10 | 03/21/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marvin Oscar Docken | 1159381 | 10 | 06/19/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marvin Oscar Docken | 1159381 | 10 | 02/02/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marvin Oscar Docken | 1159381 | 10 | 07/16/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |