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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kevin Michael McCluskey2981542707/15/2016Customer DisputeSettled$57,718.10$0.00See FINRA Report
Kevin Michael McCluskey2981542705/23/2014Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Kevin Michael McCluskey2981542712/30/2010Customer DisputeSettled$728,000.00$0.00See FINRA Report
Kevin Michael McCluskey2981542712/09/2010Employment Separation After Allegations$0.00$0.00See FINRA Report
Kevin Michael McCluskey2981542706/03/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Kevin Michael McCluskey2981542712/06/2007Customer DisputeDenied$96,600.30$0.00See FINRA Report
Kevin Michael McCluskey2981542712/06/2007Customer DisputeDenied$101,547.00$0.00See FINRA Report

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