Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Randall Morrison | 5419627 | 2 | 01/19/2016 | Customer Dispute | Denied | $39,383.00 | $0.00 | See FINRA Report |
| Matthew Joseph Conti | 3004214 | 3 | 12/14/2015 | Customer Dispute | Settled | $187,072.00 | $0.00 | See FINRA Report |
| Gregory Scott Lester | 5596604 | 1 | 06/21/2010 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |