Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Ficorilli | 4830222 | 2 | 06/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Ficorilli | 4830222 | 2 | 09/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin Charles Lougen | 2890353 | 1 | 10/17/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew James Swartwout | 2478664 | 1 | 01/27/2004 | Customer Dispute | Denied | $10,755.00 | $0.00 | See FINRA Report |